BMC 2: Crafting & Implementing Effective Broker Policies

Navigate the essential components of developing and implementing broker policies that align with statutory requirements and ethical duties. This course provides in-depth insights into the necessity of comprehensive policy manuals, focusing on supervising transactions, fostering compliance, and reducing risk through proactive policy management. Participants will explore real-world scenarios, engage in interactive discussions, and gain actionable strategies for preventing common violations and maintaining robust policy systems.